Securities Industry and Financial Markets Association

Results: 602



#Item
591Financial markets / Trade associations / Securities / Financial regulation / Short selling / Repurchase agreement / ICMA / Securities Industry and Financial Markets Association / Markets in Financial Instruments Directive / Financial economics / Finance / Financial system

SECURITIES LENDING AND REPO COMMITTEE Wednesday 5 December 2007 Bank of England MINUTES Attendees Michael Cross

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Source URL: www.bankofengland.co.uk

Language: English - Date: 2011-12-02 19:07:32
592Securities / Financial markets / Stock market / Primary dealers / Investment banks / Securities Industry and Financial Markets Association / U.S. Securities and Exchange Commission / Clearing / UBS / Financial economics / Investment / Finance

THE FBIIC/FSSCC PANDEMIC FLU EXERCISE OF 2007 AFTER ACTION REPORT U.S. Financial Services Sector Exercise Results January 2008

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Source URL: www.fbiic.gov

Language: English - Date: 2008-02-10 21:32:13
593Stock market / Trade associations / Bonds / Securities / Securities Industry and Financial Markets Association / Foreign exchange market / Trade Repository / Barclays / Foreign-exchange option / Financial economics / Investment / Financial system

FOREIGN EXCHANGE JOINT STANDING COMMITTEE Tuesday 10 May 2011 HSBC, 8 Canada Square, Canary Wharf, London, E14 5HQ MINUTES In Attendance

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Source URL: www.bankofengland.co.uk

Language: English - Date: 2012-09-21 10:41:53
594Investment / Merrill Lynch / Davis Polk & Wardwell / Milbank /  Tweed /  Hadley & McCloy / Simpson Thacher & Bartlett / Bank of America / Securities Industry and Financial Markets Association / Vinson & Elkins / Primary dealers / Economy of the United States / Financial services

Urban Pathways BOARD OF DIRECTORS OFFICERS BEN BRAUN, PRESIDENT Bank of America Merrill Lynch

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Source URL: www.urbanpathways.org

Language: English - Date: 2014-02-11 19:13:52
595Business / Trade associations / Registered Investment Advisor / Fiduciary / Investment Adviser Association / Financial adviser / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities Industry and Financial Markets Association / Investment Advisers Act / Financial economics / Law / Finance

Consumer Federation of America Fund Democracy AARP Certified Financial Planner Board of Standards, Inc. Financial Planning Association Investment Adviser Association

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Source URL: www.consumerfed.org

Language: English - Date: 2012-04-23 14:20:28
596Bonds / Securities / Securities Industry and Financial Markets Association / Stock market / Hilliard Lyons / Financial adviser / Financial economics / Investment / Finance

Sept. 28, 2012 FOR IMMEDIATE RELEASE HILLIARD LYONS WINS EMERGING DIVERSITY LEADERSHIP AWARD LOUISVILLE, Ky. – Hilliard Lyons has won the SIFMA Emerging Diversity

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Source URL: www.hilliard.com

Language: English - Date: 2013-02-21 15:41:37
597Bonds / Securities / Securities Industry and Financial Markets Association / Stock market / Yale Law School / Arnold & Porter / Financial economics / Investment / Financial system

Michael S. Solender -- Biography Michael Solender is the Americas Chair and General Counsel of Ernst & Young.

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Source URL: www.law.yale.edu

Language: English - Date: 2009-02-18 16:26:07
598Investment / United States Securities and Exchange Commission / Economy of the United States / Regulation NMS / Securities Industry Automation Corporation / Consolidated Tape Association / NYSE Arca / New York Stock Exchange / Market data / Financial markets / Financial economics / NYSE Euronext

New York Stock Exchange LLC, and NYSE Euronext

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Source URL: www.sec.gov

Language: English - Date: 2012-09-14 06:40:23
599Securities / Payment systems / Financial markets / IntercontinentalExchange / Depository Trust & Clearing Corporation / Commodity Futures Trading Commission / Securities Industry and Financial Markets Association / Director / Executive officer / Financial economics / Financial system / Finance

Lists of Participants for Joint SEC-CFTC Roundtables, September 14 and September 15, 2010

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Source URL: www.sec.gov

Language: English - Date: 2010-09-15 13:22:50
600Economy of the United States / Financial markets / Stock market / Small-order execution system / Advanced Computerized Execution System / Financial Industry Regulatory Authority / ACT / Market maker / Electronic communication network / NASDAQ / Financial economics / Investment

NASDAQ Timeline 1961 Congress authorizes the Securities and Exchange Commission (SEC) to conduct a study of fragmentation in the over-the-counter market. The SEC proposes automation as a possible solution and charges the National Association

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Source URL: www.nasdaq.com

Language: English - Date: 2003-06-30 14:26:26
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